APR 11

How BSA/AML risk assessments play a critical role in the enterprise risk model -By AtoZ Compliance


All other Events(no CPF)




  11 Apr 2017 through 11 Apr 2017


  Online Event

Website URL:


Sponsoring organization:

  AtoZ Compliance


  Business > Finance

Event description:

April 11th, 1:00 PM - 2:00 PM EDT If appropriate risk ratings are important for your business, then we have the right module for you in this webinar. This session will summarize the importance of performing BSA/OFAC/AML risk assessments properly and the various components needed for implementation. Understand; • Effective risk assessments • Best practice strategies • Continuous monitoring • How it plays a critical role in the enterprise risk model • Recommended approaches and oversight Why Should You Attend: This webinar will provide insight in to what regulators and examiners expect from financial institutions/financial regulatory compliance professionals in their BSA/AML/OFAC risk assessments. Areas Covered In This Webinar: • BSA/AML/OFAC risk assessment expectations • Importance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFAC • Areas to be covered by the security risk assessment • Third party vendor risk assessment examples, risk rating guidelines and suggestions • Monitoring of risk ratings Speaker: Instructor Dr. Gina J. Lowdermilk, is a highly experienced and educated financial regulatory compliance professional. At AtoZ Compliance, we focus on our core values - quality, expertise, and customer experience which are the foundation of our business. We believe that our up to date training programs will help you grow and succeed in your business.

Posting date:

22 March 2017
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